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Investors

Regulatory Orders Against the Clearing Member(s)

Sr. No.

Date

Name of the Clearing Member

Orders

No Data Available
Arbitral Awards

Sr. No.

Date

Name of Applicant

Name of Respondent

Name of Arbitrator(s)

Awards

1 10 Aug 2013 HRIM Finance and Securities Pvt. Ltd. Globe Capital Market Ltd. Mr. Narendra J. Mehta CCL/A.M No.MUM-01/2013
2 03 Jan 2018 SMC Global Securities Ltd Grow-On Portfolio Pvt. Ltd. Mrs. Rita Kumar MCCIL/ARB/DEL-01/2017
Appellate Arbitral Awards

Sr. No.

Date

Name of Applicant

Name of Respondent

Name of Arbitrator(s)

Awards

1 21 Feb 2014 Globe Capital Market Ltd. HRIM Finance and Securities Pvt. Ltd. Mr Babulal Mundada (Presiding Arbitrator)
Mr. Gopal K Sharma
Mr. Bharat B. Sharma
CCL/A.A.M No. MUM-Appellate-01/2013
List of Arbitrators

Sr. No.

Name of the Arbitrators

Brief Profile

No Data Available

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