Date
|
Circular No
|
Segments
|
Department
|
Title
|
18-Mar-2024
|
15056
|
Capital Market
|
Surveillance
|
Trade to Trade Settlement
|
18-Mar-2024
|
15055
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
18-Mar-2024
|
15054
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
18-Mar-2024
|
15053
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
18-Mar-2024
|
15052
|
All
|
Inspection
|
Annual Calendar and Operational Guidelines for Settlement of Running account of clients’ funds lying with the Trading members
|
18-Mar-2024
|
15051
|
All
|
Inspection
|
Centralization of certifications under Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standard (CRS) at KYC Registration Agencies (KRAs)
|
18-Mar-2024
|
15050
|
Capital Market
|
Listing
|
Listing of additional securities of Mishtann Foods Limited issued on Preferential Basis
|
18-Mar-2024
|
15049
|
Capital Market
|
Listing
|
Listing of additional securities of Mishtann Foods Limited issued on Preferential Basis
|
18-Mar-2024
|
15048
|
Capital Market
|
Listing
|
Record Date for Allotment of shares consequent to Merger – SNS Laboratories Limited (“Corporate Debtor”) consequent upon merger of the Corporate Debtor with Utsav Securities Limited (“Company”)
|
15-Mar-2024
|
15047
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure under IBC
|
15-Mar-2024
|
15046
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
15-Mar-2024
|
15045
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
15-Mar-2024
|
15044
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
15-Mar-2024
|
15043
|
Capital Market
|
Listing
|
Shifting of Securities to BZ Series
|
15-Mar-2024
|
15042
|
Capital Market
|
Listing
|
Change in symbol of Exchange Traded Funds (ETFs) scheme of Kotak Mahindra Asset Management Company Limited.
|
15-Mar-2024
|
15041
|
All
|
Inspection
|
Clarification on frequency of meetings of Nomination and Remuneration Committee for Qualified Stock Brokers (QSBs)
|
15-Mar-2024
|
15040
|
Currency Derivatives
|
Trading
|
Mock Trading in Currency Derivatives Segment on Saturday, March 16, 2024
|
15-Mar-2024
|
15039
|
Futures & Options
|
Trading
|
Mock Trading in Equity Derivatives Segment on Saturday March 16, 2024
|
15-Mar-2024
|
15038
|
Capital Market
|
Trading
|
Mock Trading in Capital Market Segment on Saturday, March 16, 2024
|
15-Mar-2024
|
15037
|
All
|
Inspection
|
Discontinuation of Reporting of Client Level Cash and Cash Equivalent Balances
|
14-Mar-2024
|
15036
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
14-Mar-2024
|
15035
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
14-Mar-2024
|
15034
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
14-Mar-2024
|
15033
|
All
|
Investigation
|
Guidelines in pursuance of amendment to SEBI KYC (Know Your client) Registration Agency (KRA) Regulations, 2011
|
13-Mar-2024
|
15032
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
13-Mar-2024
|
15031
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
13-Mar-2024
|
15030
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
13-Mar-2024
|
15029
|
Capital Market
|
Listing
|
Admission of securities of Rights Entitlements under Listed Category - RAMARAJURE
|
13-Mar-2024
|
15028
|
Capital Market
|
Listing
|
Shifting to “BZ” Series
|
13-Mar-2024
|
15027
|
All
|
Inspection
|
Measures to instill trust in securities market – Expanding the framework of Qualified Stock Brokers (QSBs) to more stock brokers
|
13-Mar-2024
|
15026
|
All
|
Investigation
|
SEBI Order in the matter of Surana Corporation Limited
|
12-Mar-2024
|
15025
|
Capital Market
|
Surveillance
|
Graded Surveillance Measure (GSM) Periodic relaxation
|
12-Mar-2024
|
15024
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
12-Mar-2024
|
15023
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
12-Mar-2024
|
15022
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
12-Mar-2024
|
15021
|
All
|
Investigation
|
SEBI order in the matter of non-payment of dividend to Cairn UK Holdings Limited
|
12-Mar-2024
|
15020
|
All
|
Investigation
|
Gazette Notification - Updates in Section 35 of UA (P) Act 1967
|
12-Mar-2024
|
15019
|
All
|
Investigation
|
Updates for Implementation of Section 12A of Weapons of Mass Destruction and their Delivery Systems (Prohibition of Unlawful Activities) Act, 2005: Updates to UNSC’s 1718 Sanctions List of Designated Individuals and Entities
|
12-Mar-2024
|
15018
|
Capital Market
|
Listing
|
Face Value Split – REFEX INDUSTRIES LIMITED (REFEX)
|
11-Mar-2024
|
15017
|
Capital Market
|
Surveillance
|
List of Securities moving out of Graded Surveillance Measure (GSM) - Update
|
11-Mar-2024
|
15016
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
11-Mar-2024
|
15015
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
11-Mar-2024
|
15014
|
Capital Market
|
Listing
|
Change in Series of Securities from ‘BE’ series to ‘EQ’.
|
11-Mar-2024
|
15013
|
All
|
Investigation
|
SEBI Order in respect of Krishnamurthy G.
|
11-Mar-2024
|
15012
|
Capital Market
|
Listing
|
Change in Series of Securities from ‘BE’ series to ‘EQ’.
|
08-Mar-2024
|
15011
|
All
|
Inspection
|
Framework for Empanelment of Auditors for conducting Internal Audit of Trading Members
|
07-Mar-2024
|
15010
|
All
|
Investigation
|
SEBI directions in the matter of Sandhya Projects Limited.
|
07-Mar-2024
|
15009
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
07-Mar-2024
|
15008
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
07-Mar-2024
|
15007
|
Capital Market
|
Surveillance
|
Graded Surveillance Measure (GSM) – Updated list of companies
|
07-Mar-2024
|
15006
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
07-Mar-2024
|
15005
|
Capital Market
|
Listing
|
Listing of additional securities of Patback Business Limited issued on Preferential Basis
|
06-Mar-2024
|
15004
|
Capital Market
|
Surveillance
|
List of securities under Stage I of Graded Surveillance Measure (GSM)
|
06-Mar-2024
|
15003
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
06-Mar-2024
|
15002
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
06-Mar-2024
|
15001
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
05-Mar-2024
|
15000
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
05-Mar-2024
|
14999
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
05-Mar-2024
|
14998
|
Capital Market
|
Listing
|
Revocation of ALF Suspension – Verum Properties Limited (VPL)
|
04-Mar-2024
|
14997
|
Capital Market
|
Surveillance
|
Trade to Trade Settlement
|
04-Mar-2024
|
14996
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
04-Mar-2024
|
14995
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
04-Mar-2024
|
14994
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
04-Mar-2024
|
14993
|
All
|
Investigation
|
FATF Public statement on jurisdictions on call for action and increased monitoring - Feb 2024 Plenary
|
04-Mar-2024
|
14992
|
Capital Market
|
Listing
|
Record Date for Allotment of shares consequent to Merger – SNS Diagnostics Limited (“Corporate Debtor”) consequent upon merger of the Corporate Debtor with Avail Financial Services Limited (“Company”)
|
02-Mar-2024
|
14991
|
Capital Market
|
Surveillance
|
Applicability of Surveillance Measure in respect of companies with high ‘Encumbrance’ as per Reg. 28(3) of SEBI (SAST) Regulation 2011
|
02-Mar-2024
|
14990
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure under IBC
|
02-Mar-2024
|
14989
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
02-Mar-2024
|
14988
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
02-Mar-2024
|
14987
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
02-Mar-2024
|
14986
|
Capital Market
|
Listing
|
Permanent Suspension of Trading in Equity Shares due to Amalgamation.
|
01-Mar-2024
|
14985
|
Capital Market
|
Surveillance
|
Applicability of Enhanced Surveillance Measure (ESM)
|
01-Mar-2024
|
14984
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
01-Mar-2024
|
14983
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
01-Mar-2024
|
14981
|
Capital Market
|
Listing
|
Continuation of suspension in trading of securities – Gitanjali Gems Limited (GITANJALI)
|
01-Mar-2024
|
14980
|
Capital Market
|
Listing
|
Change in ISIN - Capri Global Capital Limited (CGCL)
|
01-Mar-2024
|
14979
|
Capital Market
|
Listing
|
Record Date for Rights issue of Equity Shares of The Ramaraju Surgical Cotton Mills Limited (Symbol: RAMARAJU)
|
01-Mar-2024
|
14978
|
All
|
Investigation
|
SEBI Order in respect of Mr.Heet Manish Bafna (Proprietor-Standard Chartists) in the matter of Unregistered Investment Advisory Services
|
01-Mar-2024
|
14977
|
All
|
Investigation
|
SEBI Final order in the matter of Basil International Limited
|