| Date
|
Circular No
|
Segments
|
Department
|
Title
|
|
22-Jan-2021
|
10025
|
Currency Derivatives
|
Membership
|
Declaration as Defaulter and Expulsion of member M/s Action Financial Services (India) Ltd
|
|
22-Jan-2021
|
10024
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
22-Jan-2021
|
10023
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
21-Jan-2021
|
10022
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
21-Jan-2021
|
10021
|
All
|
Inspection
|
Discontinuation of submission of client wise fund and securities balance on monthly basis
|
|
20-Jan-2021
|
10020
|
Futures & Options
|
Trading
|
Adjustment of Futures and Options contracts in the security - L&T Finance Holdings Limited (L&TFH) Lot Size
|
|
20-Jan-2021
|
10019
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
20-Jan-2021
|
10018
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
20-Jan-2021
|
10017
|
All
|
Investigation
|
Corrigendum to SEBI Order in the matter of Pankaj Piyush Trade and Investments Ltd (PPTIL)
|
|
19-Jan-2021
|
10016
|
Futures & Options
|
Trading
|
Adjustment of Futures and Options contracts in the security - L&T Finance Holdings Limited (L&TFH)
|
|
19-Jan-2021
|
10015
|
Capital Market
|
Listing
|
Suspension of Trading for non-compliance of SEBI (Depositories and Participants) Regulations, 2018
|
|
19-Jan-2021
|
10014
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
19-Jan-2021
|
10013
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
18-Jan-2021
|
10012
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
18-Jan-2021
|
10011
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
18-Jan-2021
|
10010
|
Capital Market
|
Listing
|
Recommencement of Trading of GM Breweries Limited
|
|
18-Jan-2021
|
10009
|
Capital Market
|
Surveillance
|
List of securities under Stage III of Graded Surveillance Measure (GSM)
|
|
18-Jan-2021
|
10008
|
All
|
Investigation
|
SEBI Order in the matter of Pankaj Piyush Trade and Investments Ltd (PPTIL)
|
|
15-Jan-2021
|
10007
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
15-Jan-2021
|
10006
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
20-Jan-2021
|
10005
|
Currency Derivatives,Capital Market,Futures & Options
|
Information Technology
|
MSE Domain Name Change
|
|
15-Jan-2021
|
10004
|
Capital Market
|
Listing
|
Shifting to “BE” Series - ‘Brisk Services Limited and Shinewell Leasing Limited
|
|
15-Jan-2021
|
10003
|
Capital Market
|
Surveillance
|
List of securities under Stage I of Graded Surveillance Measure (GSM)
|
|
15-Jan-2021
|
10002
|
Capital Market
|
Surveillance
|
List of securities under Stage III of Graded Surveillance Measure (GSM)
|
|
15-Jan-2021
|
10001
|
Capital Market
|
Listing
|
Name and Symbol Change of 8K Miles Software Services Limited
|
|
14-Jan-2021
|
10000
|
Capital Market
|
Listing
|
Suspension of Trading for non-compliance of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015
|
|
14-Jan-2021
|
9999
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
14-Jan-2021
|
9998
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
14-Jan-2021
|
9997
|
All
|
Investigation
|
SAT Order in respect of Mr Ishwari Prasad Bajpai in the matter of New Delhi Television Limited
|
|
14-Jan-2021
|
9996
|
All
|
Investigation
|
SAT Order in respect of Mr Vikramaditya Chandra in the matter of New Delhi Television Limited
|
|
14-Jan-2021
|
9995
|
Capital Market
|
Surveillance
|
List of securities under Stage II of Graded Surveillance Measure (GSM)
|
|
14-Jan-2021
|
9994
|
All
|
Investigation
|
SEBI order in the matter of CNBC Awaaz “Stock 20-20” Show co-hosted by Mr. Hemant Ghai
|
|
13-Jan-2021
|
9993
|
All
|
Investigation
|
SEBI order in the matter of Moral Group of Companies
|
|
13-Jan-2021
|
9992
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
13-Jan-2021
|
9991
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
13-Jan-2021
|
9990
|
Capital Market
|
Listing
|
Suspension of Trading
|
|
13-Jan-2021
|
9989
|
Capital Market
|
Surveillance
|
List of securities under Stage III of Graded Surveillance Measure (GSM)
|
|
13-Jan-2021
|
9988
|
All
|
Investigation
|
SAT order in respect of Soumen Chatterjee in the matter of Guiness Securities Limited (GSL)
|
|
12-Jan-2021
|
9987
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
12-Jan-2021
|
9986
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
12-Jan-2021
|
9985
|
Capital Market
|
Listing
|
Suspension of Trading for non-compliance of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015
|
|
12-Jan-2021
|
9984
|
Capital Market
|
Listing
|
Suspension of Trading for non-compliance of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015
|
|
12-Jan-2021
|
9983
|
All
|
Inspection
|
Changes in the reporting format of data towards ‘Client Level Cash & Cash Equivalent Balances’ and ‘Holding Statement’
|
|
12-Jan-2021
|
9982
|
Capital Market
|
Surveillance
|
List of securities under Stage III of Graded Surveillance Measure (GSM)
|
|
12-Jan-2021
|
9981
|
Capital Market
|
Surveillance
|
List of securities under Stage I of Graded Surveillance Measure (GSM)
|
|
11-Jan-2021
|
9980
|
Capital Market
|
Surveillance
|
Trade To Trade Settlement
|
|
11-Jan-2021
|
9979
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
11-Jan-2021
|
9978
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
11-Jan-2021
|
9977
|
Capital Market
|
Surveillance
|
List of securities under Stage III of Graded Surveillance Measure (GSM)
|
|
11-Jan-2021
|
9976
|
Capital Market
|
Surveillance
|
List of securities under Stage II of Graded Surveillance Measure (GSM)
|
|
11-Jan-2021
|
9975
|
All
|
Investigation
|
SEBI Order in the matter of Anukaran Commercial Enterprises Limited
|
|
11-Jan-2021
|
9974
|
All
|
Investigation
|
SEBI order in respect of Mr.Vishal Vijay Shah in the matter of Maharashtra Polybutenes Ltd.
|
|
08-Jan-2021
|
9973
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
08-Jan-2021
|
9972
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
08-Jan-2021
|
9971
|
Capital Market
|
Surveillance
|
Graded Surveillance Measure (GSM) Periodic relaxation
|
|
08-Jan-2021
|
9970
|
All
|
ISC
|
Change in address of Investor Service Centre of Mumbai
|
|
08-Jan-2021
|
9969
|
Capital Market
|
Surveillance
|
List of securities under Stage II of Graded Surveillance Measure (GSM)
|
|
08-Jan-2021
|
9968
|
Capital Market
|
Surveillance
|
List of securities under Stage I of Graded Surveillance Measure (GSM)
|
|
07-Jan-2021
|
9967
|
Capital Market
|
Listing
|
Suspension of Trading of Ortin Laboratories Limited
|
|
07-Jan-2021
|
9966
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
07-Jan-2021
|
9965
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
07-Jan-2021
|
9964
|
Capital Market
|
Listing
|
Recommencement of Trading – MIC Electronics Limited
|
|
07-Jan-2021
|
9963
|
All
|
Membership
|
Refund of security deposit
|
|
07-Jan-2021
|
9962
|
Capital Market
|
Surveillance
|
List of securities under Stage I of Graded Surveillance Measure (GSM)
|
|
07-Jan-2021
|
9961
|
All
|
Investigation
|
SEBI Order in the matter of Alliance Research and its Proprietor Mr. Mudassir Hasan
|
|
06-Jan-2021
|
9960
|
Capital Market
|
Surveillance
|
Periodic Call Auction For Illiquid Securities
|
|
06-Jan-2021
|
9959
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
06-Jan-2021
|
9958
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
06-Jan-2021
|
9957
|
Capital Market
|
Listing
|
Revocation of suspension of trading in equity shares of ‘KCL Limited’, ‘Lark Trading & Finance Limited’ and ‘U P Electricals Limited’
|
|
06-Jan-2021
|
9956
|
Capital Market
|
Listing
|
Listing of additional securities of Shree Ganesh Biotech (India) Limited issued on Preferential Basis.
|
|
06-Jan-2021
|
9955
|
Capital Market
|
Surveillance
|
List of securities under Stage III of Graded Surveillance Measure (GSM)
|
|
06-Jan-2021
|
9954
|
All
|
Investigation
|
SEBI order in the matter of GJ Advisory Services and Profit Ideas Advisory Services (GJ Advisory)
|
|
05-Jan-2021
|
9953
|
Currency Derivatives
|
Trading
|
Mock Trading in Currency Derivatives Segment on Saturday, January 09, 2021
|
|
05-Jan-2021
|
9952
|
Futures & Options
|
Trading
|
Mock Trading in Futures & Options Segment on Saturday, January 09,2021
|
|
05-Jan-2021
|
9951
|
Capital Market
|
Trading
|
Mock Trading in Capital Market Segment on Saturday, January 09, 2021
|
|
05-Jan-2021
|
9950
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
05-Jan-2021
|
9949
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
04-Jan-2021
|
9948
|
Capital Market
|
Surveillance
|
Applicability of Surveillance Measure in respect of companies with high Encumbrance
|
|
04-Jan-2021
|
9947
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
04-Jan-2021
|
9946
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
04-Jan-2021
|
9945
|
Capital Market
|
Surveillance
|
List of securities under Stage II of Graded Surveillance Measure (GSM)
|
|
01-Jan-2021
|
9944
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
01-Jan-2021
|
9943
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
01-Jan-2021
|
9942
|
All
|
Investigation
|
Bulk Uploads Facility for Treatment of Inactive Trading Account
|
|
01-Jan-2021
|
9941
|
All
|
Membership
|
Public Notification for Surrender of Membership
|
|
01-Jan-2021
|
9940
|
All
|
Inspection
|
Relaxation in Compliance requirements – COVID-19
|
|
01-Jan-2021
|
9939
|
Futures & Options
|
Trading
|
Introduction of Futures & Options Contracts on 3 Individual Securities (AARTIIND,HDFCAMC & LALPATHLAB) -Lot Size
|
|
01-Jan-2021
|
9938
|
Futures & Options
|
Clearing & Settlement
|
List of Approved Securities_EDS
|
|
01-Jan-2021
|
9937
|
Capital Market
|
Clearing & Settlement
|
List of Approved Securities_ECM
|
|
01-Jan-2021
|
9936
|
Currency Derivatives
|
Clearing & Settlement
|
List of Approved Securities_CDS
|
|
01-Jan-2021
|
9935
|
All
|
Investigation
|
SEBI order in the matter of Good Profit Advisory Company (Good Profit)
|