| Date
|
Circular No
|
Segments
|
Department
|
Title
|
|
23-Jul-2021
|
10700
|
Capital Market
|
Surveillance
|
Graded Surveillance Measure (GSM) – Updated list.
|
|
23-Jul-2021
|
10699
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
23-Jul-2021
|
10698
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
23-Jul-2021
|
10697
|
All
|
Investigation
|
SEBI Order in the matter of Aqua Logistics Limited
|
|
22-Jul-2021
|
10696
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
22-Jul-2021
|
10695
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
22-Jul-2021
|
10694
|
Capital Market
|
Listing
|
Change in ISIN – Tide Water Oil Company (India) Limited (TIDEWATER)
|
|
22-Jul-2021
|
10693
|
All
|
Inspection
|
Segregation and Monitoring of Collateral at Client Level
|
|
22-Jul-2021
|
10692
|
Capital Market
|
Listing
|
Suspension of trading in equity shares – Castex Technologies Limited
|
|
22-Jul-2021
|
10691
|
Capital Market
|
Listing
|
Face Value Split of Tide Water Oil Company (India) Limited
|
|
20-Jul-2021
|
10690
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
20-Jul-2021
|
10689
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
20-Jul-2021
|
10688
|
Capital Market
|
Listing
|
Listing of additional securities of Lloyds Metals & Energy Limited issued on Preferential Basis.
|
|
19-Jul-2021
|
10687
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
19-Jul-2021
|
10686
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
19-Jul-2021
|
10685
|
Capital Market
|
Listing
|
Suspension of Trading for non-compliance - “Ojswi Trades Investment And Finance Limited & R. R. Corporate Securities Limited
|
|
19-Jul-2021
|
10684
|
Capital Market
|
Listing
|
Change in ISIN of Kotak Gold Exchange Traded Fund (KOTAKGOLD
|
|
19-Jul-2021
|
10683
|
All
|
Investigation
|
SEBI Order In the matter of M/s Global Infratech and Finance Limited
|
|
16-Jul-2021
|
10682
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
16-Jul-2021
|
10681
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
16-Jul-2021
|
10680
|
Capital Market
|
Listing
|
Name and Symbol Change of Orient Refractories Limited
|
|
15-Jul-2021
|
10679
|
Capital Market
|
Surveillance
|
Trade to Trade Settlement
|
|
15-Jul-2021
|
10678
|
Currency Derivatives
|
Trading
|
Cash Settled Interest Rate Futures (IRF) on 6 years, 10 year and 13 years Government of India (GoI) Securities
|
|
15-Jul-2021
|
10677
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
15-Jul-2021
|
10676
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
15-Jul-2021
|
10675
|
Capital Market
|
Surveillance
|
List of securities under Stage III of Graded Surveillance Measure (GSM)
|
|
15-Jul-2021
|
10674
|
All
|
Membership
|
Public Notification for Surrender of Membership
|
|
15-Jul-2021
|
10673
|
Capital Market
|
Listing
|
Face Value Split of ETF of Kotak Gold Exchange Traded Fund
|
|
15-Jul-2021
|
10672
|
All
|
Investigation
|
SEBI Order in the matter of Venmax Drugs and Pharmaceuticals Limited (VDPL)
|
|
14-Jul-2021
|
10671
|
All
|
Membership
|
Expulsion of the member M/s Stampede Capital Limited
|
|
14-Jul-2021
|
10670
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
14-Jul-2021
|
10669
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
14-Jul-2021
|
10668
|
Capital Market
|
Listing
|
Revocation of suspension of trading in equity shares of Kavveri Telecom Products Limited
|
|
14-Jul-2021
|
10667
|
All
|
Investigation
|
SEBI Order in the matter of Capacious Farming Pvt. Ltd.
|
|
14-Jul-2021
|
10666
|
Futures & Options
|
Trading
|
Introduction of Futures & Options Contracts on 2 Individual Securities
|
|
14-Jul-2021
|
10665
|
All
|
Investigation
|
SAT Order in Respect of Upkar Singh Kohli and Rajesh Shah in the matter of Birla Power Solutions Limited
|
|
14-Jul-2021
|
10664
|
Capital Market
|
Listing
|
Revocation of suspension of trading in equity shares of ‘Fancy Fitting Limited’
|
|
13-Jul-2021
|
10663
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
13-Jul-2021
|
10662
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
12-Jul-2021
|
10661
|
Capital Market
|
Surveillance
|
List of securities under Stage III of Graded Surveillance Measure (GSM)
|
|
12-Jul-2021
|
10660
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
12-Jul-2021
|
10659
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
12-Jul-2021
|
10658
|
All
|
Investigation
|
SAT order in the matter of Prime Plantations Pvt. Ltd. & Others
|
|
09-Jul-2021
|
10657
|
Capital Market
|
Surveillance
|
Graded Surveillance Measure (GSM) Periodic relaxation
|
|
09-Jul-2021
|
10656
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
09-Jul-2021
|
10655
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
09-Jul-2021
|
10654
|
All
|
Investigation
|
SEBI order in the matter of V. B. Industries Limited
|
|
09-Jul-2021
|
10653
|
All
|
Investigation
|
SEBI Order in the matter of Five Core Electronics Limited
|
|
09-Jul-2021
|
10652
|
All
|
Investigation
|
SEBI Order in Order in respect of Mr. Kunal Kashyap and Allegro Capital Pvt. Ltd. in the matter of Biocon Ltd
|
|
08-Jul-2021
|
10651
|
Capital Market
|
Surveillance
|
List of securities under Stage III of Graded Surveillance Measure (GSM)
|
|
08-Jul-2021
|
10650
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
08-Jul-2021
|
10649
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
08-Jul-2021
|
10648
|
Capital Market
|
Listing
|
Suspension of Trading of Sicagen India Limited
|
|
08-Jul-2021
|
10647
|
All
|
Membership
|
Reporting for Artificial Intelligence (AI) and Machine Learning (ML) for Quarter ended June 2021
|
|
07-Jul-2021
|
10646
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
07-Jul-2021
|
10645
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
07-Jul-2021
|
10644
|
Capital Market
|
Surveillance
|
List of securities under Stage II of Graded Surveillance Measure (GSM)
|
|
07-Jul-2021
|
10643
|
Capital Market
|
Surveillance
|
List of securities under Stage I of Graded Surveillance Measure (GSM)
|
|
06-Jul-2021
|
10642
|
Capital Market
|
Surveillance
|
Periodic Call Auction For Illiquid Securities
|
|
06-Jul-2021
|
10641
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
06-Jul-2021
|
10640
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
06-Jul-2021
|
10639
|
Capital Market
|
Surveillance
|
List of securities under Stage IV of Graded Surveillance Measure (GSM)
|
|
06-Jul-2021
|
10638
|
Capital Market
|
Surveillance
|
List of securities under Stage II of Graded Surveillance Measure (GSM)
|
|
05-Jul-2021
|
10637
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
05-Jul-2021
|
10636
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
05-Jul-2021
|
10635
|
All
|
Investigation
|
SEBI order In respect of Debapratim Mazumder in the matter of Remac Realty India Limited
|
|
05-Jul-2021
|
10634
|
All
|
Investigation
|
SAT Order in respect of VIVEK KUDVA and ROOPA KUDVA in the matter of Franklin Templeton Mutual Fund
|
|
05-Jul-2021
|
10633
|
All
|
Investigation
|
SEBI order in the matter of alleged fraudulent transfer of Mutual Fund units from client accounts by Allied Financial Services Pvt. Ltd. (AFPSL)
|
|
02-Jul-2021
|
10632
|
Capital Market
|
Surveillance
|
Applicability of Surveillance Measure in respect of companies with high 'Encumbrance' as per Reg.28(3) of SEBI (SAST) Regulation 2011
|
|
02-Jul-2021
|
10631
|
Capital Market
|
Surveillance
|
List of securities under Stage I of Graded Surveillance Measure (GSM)
|
|
02-Jul-2021
|
10630
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
02-Jul-2021
|
10629
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
02-Jul-2021
|
10628
|
All
|
Investigation
|
FATF public statements dated after June 2021 against FATF identified jurisdiction that have strategic AML/CFT deficiencies
|
|
01-Jul-2021
|
10627
|
Currency Derivatives,Capital Market,Futures & Options
|
Surveillance
|
Surveillance obligation for the Trading Members - Update
|
|
01-Jul-2021
|
10626
|
Futures & Options
|
Trading
|
Mock Trading in Futures and Options Segment on Saturday, July 03, 20
|
|
01-Jul-2021
|
10625
|
Currency Derivatives
|
Trading
|
Mock Trading in Currency Market segment on Saturday, July 03, 2021
|
|
01-Jul-2021
|
10624
|
Capital Market
|
Trading
|
Mock Trading in Capital Market Segment on Saturday, July 03, 2021
|
|
01-Jul-2021
|
10623
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
01-Jul-2021
|
10622
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
01-Jul-2021
|
10621
|
Capital Market
|
Surveillance
|
List of securities under Stage II of Graded Surveillance Measure (GSM)
|
|
01-Jul-2021
|
10620
|
Capital Market
|
Surveillance
|
List of securities under Stage I of Graded Surveillance Measure (GSM)
|
|
01-Jul-2021
|
10619
|
All
|
Investigation
|
SAT Order in respect of Hamraj Fashions Consultants P. Ltd in the matter of Secunderabad Healthcare Limited
|
|
01-Jul-2021
|
10618
|
All
|
Investigation
|
SEBI order in the matter of Front Running Trading activity of Dealers of Reliance Securities Ltd. and other connected entities
|
|
01-Jul-2021
|
10617
|
All
|
Inspection
|
Relaxation in timelines for compliance with regulatory requirements – COVID-19
|
|
01-Jul-2021
|
10616
|
All
|
Investigation
|
SEBI order in respect of Mr. Shreehas P Tambe in the matter of Biocon Ltd.
|
|
01-Jul-2021
|
10615
|
All
|
Investigation
|
Extension of timelines for Updation of new UCC with all mandatory fields in UCC system of Exchange
|