| Date
|
Circular No
|
Segments
|
Department
|
Title
|
|
24-Mar-2023
|
13236
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
24-Mar-2023
|
13235
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
24-Mar-2023
|
13234
|
All
|
Inspection
|
Clarification on Nomination for Eligible Trading and Demat Accounts
|
|
23-Mar-2023
|
13233
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
23-Mar-2023
|
13232
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
23-Mar-2023
|
13231
|
All
|
Information Technology
|
Circular(13231) Introduction of additional Service Provider for Point to Point Lease Line
|
|
22-Mar-2023
|
13230
|
Capital Market
|
Surveillance
|
List of securities under Stage II of Graded Surveillance Measure (GSM)
|
|
22-Mar-2023
|
13229
|
All
|
Investigation
|
FATF public statements dated 24 February 2023 against FATF identified jurisdiction that have strategic AML/CFT deficiencies
|
|
22-Mar-2023
|
13228
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
22-Mar-2023
|
13227
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
22-Mar-2023
|
13226
|
Capital Market,Futures & Options
|
Membership
|
Surrender of membership
|
|
22-Mar-2023
|
13225
|
All
|
Investigation
|
SAT Order in the matter of Finassure Financial Services Pvt. Ltd
|
|
22-Mar-2023
|
13224
|
All
|
Investigation
|
SAT Order in the matter of Aptech Limited
|
|
21-Mar-2023
|
13223
|
Capital Market
|
Surveillance
|
List of securities under Stage IV of Graded Surveillance Measure (GSM)
|
|
21-Mar-2023
|
13222
|
Capital Market
|
Surveillance
|
Measure in respect of companies with high Promoter as well as non- Promoter ‘Encumbrance’ as per Reg. 28(3) of SEBI (SAST) Regulation 2011
|
|
21-Mar-2023
|
13221
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
21-Mar-2023
|
13220
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
21-Mar-2023
|
13219
|
Capital Market
|
Listing
|
Shifting to “BZ” Series
|
|
21-Mar-2023
|
13218
|
All
|
Investigation
|
SEBI Order in respect of Balvir Singh in the matter of Alchemist Holdings Ltd
|
|
21-Mar-2023
|
13217
|
All
|
Inspection
|
Penalty Structure for Non-display of Brokerage, Statutory & Regulatory Levies to the investors
|
|
21-Mar-2023
|
13216
|
All
|
Investigation
|
SEBI Interim Order cum Show Cause Notice in the matter of Seya Industries Ltd
|
|
20-Mar-2023
|
13215
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
20-Mar-2023
|
13214
|
Capital Market
|
Surveillance
|
Trade To Trade Settlement
|
|
20-Mar-2023
|
13213
|
All
|
Membership
|
Restriction on use of certain words by Trading Member/Authorized Person in their name
|
|
20-Mar-2023
|
13212
|
All
|
Inspection
|
Nomination for Eligible Trading and Demat Accounts
|
|
20-Mar-2023
|
13211
|
Futures & Options
|
Trading
|
Adjustment of Futures and Options contracts in the security NATIONAL ALUMINIUM CO.LTD (NATIONALUM)
|
|
20-Mar-2023
|
13210
|
Futures & Options
|
Trading
|
Adjustment of Futures and Options contracts in the security GAIL (INDIA) LTD (GAIL)
|
|
20-Mar-2023
|
13209
|
All
|
Investigation
|
Amendments to United Nation Security Council Sanctions List
|
|
17-Mar-2023
|
13208
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
17-Mar-2023
|
13207
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
17-Mar-2023
|
13206
|
Capital Market
|
Listing
|
Suspension of Trading in Equity Shares – AJR INFRA AND TOLLING LIMITED
|
|
17-Mar-2023
|
13205
|
Capital Market
|
Listing
|
Suspension of Trading in Equity Shares – JBF Industries Limited
|
|
17-Mar-2023
|
13204
|
All
|
Investigation
|
SEBI Order in the matter of Electrotherm (India) Limited
|
|
17-Mar-2023
|
13203
|
All
|
Investigation
|
SEBI Order in the matter of M/s. E2P Services (Proprietor: Shri. Vikrant Sharma)
|
|
17-Mar-2023
|
13202
|
All
|
Investigation
|
SEBI Order in the matter of M/s Sanchi Research (Proprietor: Mr Ramgopal Set)
|
|
17-Mar-2023
|
13201
|
All
|
Investigation
|
SEBI Order in the matter of Vas Infrastructure Limited
|
|
17-Mar-2023
|
13200
|
All
|
Investigation
|
SEBI Order in respect of Mr. Kavi Arora in the matter of Religare Enterprises Ltd.
|
|
16-Mar-2023
|
13199
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
16-Mar-2023
|
13198
|
Capital Market
|
Surveillance
|
List of securities under Stage III of Graded Surveillance Measure (GSM)
|
|
16-Mar-2023
|
13197
|
Capital Market
|
Listing
|
Revocation of Suspension – Sunayana Investment Company Limited In
|
|
17-Mar-2023
|
13196
|
All
|
Information Technology
|
Identification of Specified Members for the framework on ‘Technical Glitches
|
|
16-Mar-2023
|
13195
|
All
|
Investigation
|
SEBI Order in the matter of Shri. Siddhant Suresh Chandan
|
|
15-Mar-2023
|
13194
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
15-Mar-2023
|
13193
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
15-Mar-2023
|
13192
|
All
|
Membership
|
Expulsion of Member M/s G.S.V. Securities Private Ltd.
|
|
15-Mar-2023
|
13191
|
Capital Market
|
Listing
|
Listing of additional securities of Shradha Industries Limited issued on Rights Basis.
|
|
15-Mar-2023
|
13190
|
Capital Market
|
Listing
|
Listing of additional securities of Srestha Finvest Limited issued on Preferential Basis.
|
|
15-Mar-2023
|
13189
|
Capital Market
|
Listing
|
Change in ISIN of Hi-Tech Pipes Limited (HITECH)
|
|
15-Mar-2023
|
13188
|
Capital Market
|
Listing
|
Suspension of Trading in Equity Shares of DFM Foods Limited (DFMFOODS)
|
|
14-Mar-2023
|
13187
|
Capital Market
|
Surveillance
|
Graded Surveillance Measure Periodic relaxation
|
|
14-Mar-2023
|
13186
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
14-Mar-2023
|
13185
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
14-Mar-2023
|
13184
|
Capital Market
|
Listing
|
Delisting of Securities of KGN Enterprises Limited and Pincon Lifestyle Limited from the Exchange (Compulsory Delisting)
|
|
14-Mar-2023
|
13183
|
Capital Market
|
Listing
|
Shifting to “BZ” Series
|
|
14-Mar-2023
|
13182
|
Currency Derivatives
|
Membership
|
Public Notification for Surrender of Membership
|
|
13-Mar-2023
|
13181
|
Capital Market
|
Surveillance
|
Surveillance Action w.r.t dealing with unsolicited videos and messages circulated in social media platforms - Update
|
|
13-Mar-2023
|
13180
|
Capital Market
|
Surveillance
|
List of Securities moving out of Graded Surveillance Measure (GSM) - Update
|
|
13-Mar-2023
|
13179
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
13-Mar-2023
|
13178
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
13-Mar-2023
|
13177
|
Futures & Options
|
Trading
|
Adjustment of Futures and Options contracts in the security Astral Limited (ASTRAL)-Update
|
|
13-Mar-2023
|
13176
|
Capital Market
|
Listing
|
Suspension of trading in equity shares – Mercator Limited (MERCATOR)
|
|
13-Mar-2023
|
13175
|
All
|
Investigation
|
SEBI Revocation Order in the matter of Dewan Housing Finance Corporation Limited
|
|
13-Mar-2023
|
13174
|
All
|
Investigation
|
SEBI Order in the matter of M/s. Moneyrise Research/Mrise Info
|
|
13-Mar-2023
|
13173
|
All
|
Investigation
|
SEBI Order in the matter of M/s. Capital Gyan (Proprietor: Mr. Pranay Kumar)
|
|
10-Mar-2023
|
13172
|
Capital Market
|
Surveillance
|
Graded Surveillance Measure (GSM) – Updated list of companies
|
|
10-Mar-2023
|
13171
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure under IBC
|
|
10-Mar-2023
|
13170
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
10-Mar-2023
|
13169
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
10-Mar-2023
|
13168
|
All
|
Inspection
|
Enhanced Supervision of Stock Brokers/Depository Participants - Maintenance of Daily Reconciliation Statement
|
|
10-Mar-2023
|
13167
|
All
|
Information Technology
|
Framework for Adoption of Cloud Services by SEBI Regulated Entities (REs)
|
|
09-Mar-2023
|
13166
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
09-Mar-2023
|
13165
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
09-Mar-2023
|
13164
|
Futures & Options
|
Trading
|
Adjustment of Futures and Options contracts in the security Astral Limited (ASTRAL)
|
|
09-Mar-2023
|
13163
|
Capital Market
|
Listing
|
Change in Symbol of Pondy Oxides & Chemicals Limited (PONDYOXIDE)
|
|
08-Mar-2023
|
13162
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure under IBC
|
|
08-Mar-2023
|
13161
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
08-Mar-2023
|
13160
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
08-Mar-2023
|
13159
|
Capital Market
|
Listing
|
Suspension of trading in equity shares – Jaypee Infratech Limited (JPINFRATEC)
|
|
08-Mar-2023
|
13158
|
Capital Market
|
Listing
|
Suspension of Trading in Equity Shares – Jindal Stainless (Hisar) Limited
|
|
08-Mar-2023
|
13157
|
Capital Market
|
Listing
|
Face Value Split – HI-Tech Pipes Limited (HITECH)
|
|
06-Mar-2023
|
13156
|
Capital Market
|
Surveillance
|
Trade To Trade Settlement
|
|
06-Mar-2023
|
13155
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure under IBC
|
|
06-Mar-2023
|
13154
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
06-Mar-2023
|
13153
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
06-Mar-2023
|
13152
|
All
|
Inspection
|
Enhanced Obligations and Responsibilities on Qualified Stock Brokers (QSBs)
|
|
06-Mar-2023
|
13151
|
All
|
Inspection
|
Internal Risk Assessment of Registered Intermediaries
|
|
06-Mar-2023
|
13149
|
Capital Market
|
Listing
|
Name and Symbol Change of Clariant Chemicals (India) Limited (CLNINDIA)
|
|
06-Mar-2023
|
13148
|
Capital Market
|
Listing
|
Suspension of Trading in Equity Shares of Sintex Industries Limited (SINTEX)
|
|
03-Mar-2023
|
13147
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
03-Mar-2023
|
13146
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
03-Mar-2023
|
13145
|
Futures & Options
|
Trading
|
Mock Trading in Equity Derivatives Segment on Saturday, March 04, 2023
|
|
03-Mar-2023
|
13144
|
Currency Derivatives
|
Trading
|
Mock Trading in Currency Derivatives Segment on Saturday, March 04, 2023
|
|
03-Mar-2023
|
13143
|
Capital Market
|
Trading
|
Mock Trading in Capital Market Segment on Saturday March 04, 2023
|
|
02-Mar-2023
|
13142
|
Capital Market
|
Surveillance
|
Applicability of Surveillance Measure in respect of companies with high ‘Encumbrance’ as per Reg. 28(3) of SEBI (SAST) Regulation 2011
|
|
02-Mar-2023
|
13141
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
|
02-Mar-2023
|
13140
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
02-Mar-2023
|
13139
|
All
|
Investigation
|
Caution towards dealing with Unsolicited Messages / Videos / any other reference- Update
|
|
02-Mar-2023
|
13138
|
All
|
Investigation
|
SEBI Interim Order in the matter of Stock Recommendations using YouTube in the scrip of Sharpline Broadcast Limited
|
|
02-Mar-2023
|
13137
|
All
|
Investigation
|
SEBI Interim Order in the matter of Stock Recommendations using YouTube in the scrip of Sadhna Broadcast Limited
|
|
02-Mar-2023
|
13136
|
All
|
Investigation
|
FATF public statements dated 24 February 2023 against FATF identified jurisdiction that have strategic AML/CFT deficiencies
|
|
02-Mar-2023
|
13135
|
Capital Market
|
Listing
|
Suspension of Trading in Equity Shares of Andhra Cements Limited (ANDHRACEMT)
|
|
02-Mar-2023
|
13134
|
All
|
Investigation
|
SEBI Order in the matter of GDR Issue of Texmo Pipes and Products Limited
|
|
01-Mar-2023
|
13133
|
Capital Market
|
Surveillance
|
Measure in respect of companies with high Promoter as well as non- Promoter ‘Encumbrance’ as per Reg. 28(3) of SEBI (SAST) Regulation 2011
|
|
01-Mar-2023
|
13132
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure under IBC
|
|
01-Mar-2023
|
13131
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
|
01-Mar-2023
|
13130
|
All
|
Investigation
|
SEBI Order in the matter of Anugrah Stock & Broking Private Limited
|
|
01-Mar-2023
|
13129
|
All
|
Investigation
|
SEBI Order in the matter of Nutraplus India Limited
|
|
01-Mar-2023
|
13128
|
All
|
Investigation
|
SEBI Order in the matter of Smart Gain Advisory Service – Mohandass Sangaiyah
|
|
01-Mar-2023
|
13127
|
All
|
Investigation
|
SEBI Order in the matter of Capvision Investment Advisor
|
|
01-Mar-2023
|
13126
|
All
|
Investigation
|
Final Order in respect of Sarvesh Kumar (Proprietor of M/s Business Mart World)
|
|
01-Mar-2023
|
13125
|
All
|
Investigation
|
SEBI Order in the matter of Front Running of the Trades of Axis Mutual Fund
|
|
01-Mar-2023
|
13124
|
All
|
Investigation
|
SEBI Order in the matter of MCS Limited
|
|
01-Mar-2023
|
13123
|
All
|
Investigation
|
SEBI Order in the matter of Aptech Limited
|
|
01-Mar-2023
|
13122
|
Capital Market
|
Listing
|
Addendum to Circular No. MSE/LIST/12920/2023 dated January 20, 2023 for Listing of Securities of MIL Industries & Aerospace Limited on the Exchange
|