Complaint StatusIssued in compliance with SEBI Circular MRD/Dop/SE/Cir-10/2009 Dated September 03, 2009

Type

Description

Dynamic

Report 1A - Complaints received against Trading Member during the financialy year 2024-25
Report 1B - Redressal of complaints lodged by clients against trading members during the previous financial year (2022-23)
Report 1C - Redressal of complaints lodged by clients against trading members during the current financial year (2023-24)
Report 2A - Complaints received against listed companies during the current financial year 2024-25
Report 2B - Redressal of complaints against listed companies during the previous financial year (2022-23)
Report 2C - Redressal of complaints lodged by investors against Listed companies during the current financial year (2023-24)
Report 3A - Disposal of arbitration proceedings (where client is a party) during the previous financial year (2022-23)
Report 3B - Disposal of arbitration proceedings (where client is a party) during the current financial year (2023-24)
Report 4A - Penal actions against trading members during the previous financial year (2022-23)
Report 4B - Penal actions against trading members during the current financial year (2023-24)
Arbitration Status Issued in compliance with SEBI Circular CIR/MRD/DSA/24/2010 Dated August 11, 2010

Type

Description

Dynamic

Format A - Disposal of Arbitration Proceedings (where client is a party) initiated since April 1, 2010
Format B - Arbitrator-wise Arbitration Proceedings (where client is a party) disposed of since April 1, 2010
Format C - Disclosure of Arbitration and Appellate Arbitration Awards Passed since April 1, 2007
Disclosure of complaints against Stock Exchage

Type

Description

Dynamic

Disclosure of complaints against Stock Exchage

Inspection related Action taken against Members

  • Publishing of final enforcement orders passed against Trading Members
Member IdMember NameMonth of IssueFinancial YearEnforcement Action
74400 AKSHAT CAPITAL SERVICES PRIVATE LTD Mar-20 2019-2020
52700 BHAGVATI INVESTMENT Mar-20 2019-2020
50200 FINANCE MONITOR (I) PVT LTD. Mar-20 2019-2020
1045 INTEGRATED MASTER SECURITIES PVT LTD Jan-20 2019-2020
51800 MEHTA EQUITIES LTD Jan-20 2019-2020
59800 SAGUN MARKETING PVT LTD Mar-20 2019-2020
11240 GOODWILL WEALTH MANAGEMENT PRIVATE LIMITED (SEBI Joint Inspection) Jun-21 2019-2020
74400 AKSHAT CAPITAL SERVICES PVT LTD Jun-21 2020-2021
50200 FINANCE MONITOR (I) PVT LTD. Aug-21 2020-2021
50100 R.K.GLOBAL SHARE & SECURITIES LTD Aug-21 2020-2021
66800 STANDARD SECURITIES & INVST INTRMDTS LTD Mar-22 2021-2022

List of default/expelled members and orders passed against them

  • List of Default/expelled Members (Excel Sheet)
  • Orders