Sr. No.
|
Type
|
Date
|
Description
|
|
1
|
|
November 29, 2019
|
Report 1A - Complaints received from clients against trading members during the current financial year (2019-2020)
|
|
2
|
|
September 30, 2019
|
Report 1B - Redressal of complaints lodged by clients against trading members during the previous financial year (2018-2019)
|
|
3
|
|
September 30, 2019
|
Report 1C - Redressal of complaints lodged by clients against trading members during the current financial year (2019-2020)
|
|
4
|
|
November 29, 2019
|
Report 2A - Complaints received against listed companies during the financial year (2019-2020)
|
|
5
|
|
September 30, 2019
|
Report 2B - Redressal of complaints against listed companies during the financial year (2018-2019)
|
|
6
|
|
September 30, 2019
|
Report 2C - Redressal of complaints lodged by investors against Listed companies during the financial year (2019-20)
|
|
7
|
|
September 30, 2019
|
Report 3A - Disposal of arbitration proceedings (where client is a party) during the previous financial year (2018-2019)
|
|
8
|
|
September 30, 2019
|
Report 3B - Disposal of arbitration proceedings (where client is a party) during the current financial year (2019-2020)
|
|
9
|
|
September 30, 2019
|
Report 4A - Penal actions against trading members during the previous financial year (2018-2019)
|
|
10
|
|
September 30, 2019
|
Report 4B - Penal actions against trading members during the current financial year (2019-2020)
|
|