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Complaint Arbitration Status

Complaint StatusIssued in compliance with SEBI Circular MRD/Dop/SE/Cir-10/2009 Dated September 03, 2009

Type

Description

Dynamic

Report 1A - Complaints received from clients against trading members during the current financial year (2018-2019)
Report 1A - Complaints received from clients against trading members during the previous financial year (2017-2018)
Report 1B - Redressal of complaints lodged by clients against trading members during the previous financial year (2016-2017)
Report 1C - Redressal of complaints lodged by clients against trading members during the current financial year (2017-2018)
Report 2A - Complaints received against listed companies during the financial year (2018-2019)
Report 2A - Complaints received against listed companies during the previous financial year (2017-2018)
Report 2B - Redressal of complaints against listed companies during the financial year (2016-2017)
Report 2C - Redressal of complaints lodged by investors against Listed companies during the financial year (2017-18)
Report 3A - Disposal of arbitration proceedings (where client is a party) during the previous financial year (2016-2017)
Report 3B - Disposal of arbitration proceedings (where client is a party) during the current financial year (2017-2018)
Report 4A - Penal actions against trading members during the previous financial year (2016-2017)
Report 4B - Penal actions against trading members during the current financial year (2017-2018)
Arbitration Status Issued in compliance with SEBI Circular CIR/MRD/DSA/24/2010 Dated August 11, 2010

Type

Description

Dynamic

Format A - Disposal of Arbitration Proceedings (where client is a party) initiated since April 1, 2010
Format B - Arbitrator-wise Arbitration Proceedings (where client is a party) disposed of since April 1, 2010
Format C - Disclosure of Arbitration and Appellate Arbitration Awards Passed since April 1, 2007

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