Date
|
Circular No
|
Segments
|
Department
|
Title
|
04-Mar-2021
|
10181
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
04-Mar-2021
|
10180
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
03-Mar-2021
|
10179
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
03-Mar-2021
|
10178
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
03-Mar-2021
|
10177
|
All
|
Investigation
|
SEBI Order in the matter of IPO of Channel Nine Entertainment Limited (CNEL)
|
03-Mar-2021
|
10176
|
All
|
Investigation
|
FATF public statements dated after February 2021 against FATF identified jurisdiction that have strategic AML/CFT deficiencies
|
03-Mar-2021
|
10175
|
Currency Derivatives
|
Trading
|
Mock Trading in Currency Derivatives Segment from DR Site on Saturday, March 06, 2021
|
03-Mar-2021
|
10174
|
Futures & Options
|
Trading
|
Mock Trading in Futures & Options Segment from DR Site on Saturday, March 06, 2021
|
03-Mar-2021
|
10173
|
Capital Market
|
Trading
|
Mock Trading in Capital Market Segment from DR Site on Saturday, March 06, 2021
|
02-Mar-2021
|
10172
|
Capital Market
|
Surveillance
|
Applicability of Surveillance Measure in respect of companies with high Encumbrance
|
02-Mar-2021
|
10171
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
02-Mar-2021
|
10170
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
02-Mar-2021
|
10169
|
Capital Market
|
Listing
|
Suspension of Trading of Global Offshore Services Limited
|
02-Mar-2021
|
10168
|
Capital Market
|
Surveillance
|
List of securities under Stage I of Graded Surveillance Measure (GSM)
|
01-Mar-2021
|
10167
|
Capital Market
|
Surveillance
|
Applicability of Short Term Additional Surveillance Measure (ST-ASM)
|
01-Mar-2021
|
10166
|
Capital Market
|
Surveillance
|
Applicability of Additional Surveillance Measure (ASM)
|
01-Mar-2021
|
10165
|
All
|
Investigation
|
SEBI order in the matter of Big Em Estates & Infrastructures Ltd.
|
01-Mar-2021
|
10164
|
All
|
Inspection
|
Submission of client wise funds and securities on weekly basis and dissemination of balances to the clients on weekly basis
|
01-Mar-2021
|
10163
|
All
|
Investigation
|
SAT Order in respect of Devang Mukundray Patel and Sonal Devang Patel in the matter of Cupid Trades & Finance Limited
|
01-Mar-2021
|
10162
|
All
|
Investigation
|
SEBI order in respect of Chetan Yashwant Shukla in the matter of unregistered investment advisory services.
|