| 
                                                 Sr. No. 
                                             | 
                                            
                                                 Type 
                                             | 
                                            
                                                 Date 
                                             | 
                                            
                                                 
                                                    Description
                                                 
                                             | 
                                            
                                                 
                                                     
                                                 
                                             | 
                                        
                                
                                    
                                        | 
                                            1
                                         | 
                                        
                                            
                                                
                                                
                                            
                                         | 
                                        
                                            July 01, 2017
                                         | 
                                        
                                            
                                            Advertisement Application Form
                                            
                                         | 
                                         | 
                                    
                                
                                    
                                        | 
                                            2
                                         | 
                                        
                                            
                                                
                                                
                                            
                                         | 
                                        
                                            June 19, 2017
                                         | 
                                        
                                            
                                            Contract Note Format
                                            
                                         | 
                                         | 
                                    
                                
                                    
                                        | 
                                            3
                                         | 
                                        
                                            
                                                
                                                
                                            
                                         | 
                                        
                                            May 04, 2016
                                         | 
                                        
                                            
                                            Onetime letter - Monthly disclosure of client funding
                                            
                                         | 
                                         | 
                                    
                                
                                    
                                        | 
                                            4
                                         | 
                                        
                                            
                                                
                                                
                                            
                                         | 
                                        
                                            March 09, 2015
                                         | 
                                        
                                            
                                            SARAL Account opening form for resident individuals
                                            
                                         | 
                                         | 
                                    
                                
                                    
                                        | 
                                            5
                                         | 
                                        
                                            
                                                
                                                
                                            
                                         | 
                                        
                                            October 11, 2013
                                         | 
                                        
                                            
                                            Client Funding Report
                                            
                                         | 
                                         | 
                                    
                                
                                    
                                        | 
                                            6
                                         | 
                                        
                                            
                                                
                                                
                                            
                                         | 
                                        
                                            October 11, 2013
                                         | 
                                        
                                            
                                            Format for Quarterly Compliance
                                            
                                         | 
                                         | 
                                    
                                
                                    
                                        | 
                                            7
                                         | 
                                        
                                            
                                                
                                                
                                            
                                         | 
                                        
                                            October 11, 2013
                                         | 
                                        
                                            
                                            Client Registration Documents
                                            
                                         | 
                                         |